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Judge Rules University Policy & FERPA Allow Student PII To Be Released

Here's a case I found interesting...the U.S. District Court for the Eastern District of Tennessee ruled on October 24th that providing a group of record company plaintiffs with student personally identifiable information (PII) does not violate the U.S. Family Educational Rights and Privacy Act (FERPA).

The U.S. District Court for the Eastern District of Tennessee denied an unnamed student defendant's motion to quash a subpoena issued to the University of Tennessee at Knoxville.

Record companies filed suit against 33 unknown defendants who allegedly used the university's computer network to engage in the illegal sharing of copyrighted music.

The court allowed the plaintiffs to serve subpoenas on the school in its role as the Internet service provider for the defendants.

The subpoenas requested the university to provide each defendant's name, address, telephone number, email address and Media Access Control (MAC) address, which identifies the computing device used to connect to the university's network.

Doe Number 28 filed a motion to quash the subpoena seeking his information. He argued that FERPA prohibited the release of his PII to the record company. He pointed out that neither he nor his parents consented to allow the university to release of the requested information to the plaintiffs.

The court ruled there was nothing within FERPA, nor within the university's policy, that prevented the release of the subpoenaed information to the plaintiffs.

Judge H. Bruce Guyton ruled that under both FERPA and the university's policy, directory information, including the student's name, current and permanent address, telephone numbers and email address, are not considered educational records containing PII, and therefore are subject to discovery.

Just consider how this case may have had a different outcome if the university's policy had defined PII to include these types of information. Hmm...

Organizations need to formally define PII, and then carefully consider how their information security and privacy policies restrict or allow the disclosure of PII.

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Rebecca Herold's Bio:

Rebecca Herold,CISSP, CIPP, CISM, CISA, FLMI, has been providing information security, privacy and regulatory assistance and services to organizations from a wide range of industries for over 18 years. Rebecca was instrumental in building the information security and privacy program while at Principal Financial Group, which was awarded the CSI Information Security Program of the Year Award in 1998. IT Security ranked Rebecca as one of the top 59 IT security influencers, and Computerworld put Rebecca their list of the 25 top privacy experts and on their list of the 9 best privacy consulting firms. Rebecca has been CPO for two consulting organizations, and has had her own information privacy, security and compliance business since 2004. Rebecca has written chapters for several books, dozens of articles, and has been writing a monthly privacy column for the CSI Alert newsletter since the beginning of 2001, and is working on her 11th book. Some of her other books include The Privacy Papers, Managing an Information Security and Privacy Awareness and Training Program, The Definitive Guide to Security Inside the Perimeter (Realtime Publishers), The Shortcut Guide to Improving IT Service Support through ITIL (Realtime Publishers), and The Practical Guide to HIPAA Privacy and Security Compliance. In addition, Rebecca is the leader of The Realtime IT Compliance Community where she posts to her IT Compliance weblog. You can contact Rebecca at: rebecca_herold@realtimepublishers.net.