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What Businesses Need to Know About Compliance

This whole concept of "compliance" is rather nebulous and fuzzy.  I see different vendors referencing it in different ways.  I hear different practitioners worrying about different things.  I wanted to speak with some IT compliance professionals with significant experience to see how they are handling this "compliance" responsibility.  I wanted to get the viewpoint of not only a practitioner responsible for an organization's compliance efforts, but also a consultant who has worked with a wide range of organizations to see where the compliance efforts, successes and challenges are greatest.  On April 17, I had the opportunity to speak with two such folks, Chris Pick, Vice President of Corporate Strategy at NetIQ, and Wayne Crane, CIO, also from NetIQ, about a wide range of compliance issues, and what—from their perspectives and based on their experiences—they believe businesses need to know about the whole concept of compliance.  As a publicly traded company, NetIQ must meet the same strict regulatory requirements, such as SOX, as many other organizations, so it was interesting to hear their thoughts. 

I posted my interview with Chris and Wayne in the Realtime IT Compliance reading room, "What Businesses Need to Know About Compliance." See their thoughts on:

  • What "compliance" means to businesses
  • International compliance approaches
  • Industry-specific compliance challenges
  • The most challenging compliance areas
  • The use of frameworks, such as ITIL, for compliance
  • The most challenging regulation for compliance
  • What executives need to know about compliance
  • Budgeting for compliance
  • Using automation for compliance
  • The single most important compliance activity
  • The importance of executive support for compliance activities

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Rebecca Herold's Bio:

Rebecca Herold,CISSP, CIPP, CISM, CISA, FLMI, has been providing information security, privacy and regulatory assistance and services to organizations from a wide range of industries for over 18 years. Rebecca was instrumental in building the information security and privacy program while at Principal Financial Group, which was awarded the CSI Information Security Program of the Year Award in 1998. IT Security ranked Rebecca as one of the top 59 IT security influencers, and Computerworld put Rebecca their list of the 25 top privacy experts and on their list of the 9 best privacy consulting firms. Rebecca has been CPO for two consulting organizations, and has had her own information privacy, security and compliance business since 2004. Rebecca has written chapters for several books, dozens of articles, and has been writing a monthly privacy column for the CSI Alert newsletter since the beginning of 2001, and is working on her 11th book. Some of her other books include The Privacy Papers, Managing an Information Security and Privacy Awareness and Training Program, The Definitive Guide to Security Inside the Perimeter (Realtime Publishers), The Shortcut Guide to Improving IT Service Support through ITIL (Realtime Publishers), and The Practical Guide to HIPAA Privacy and Security Compliance. In addition, Rebecca is the leader of The Realtime IT Compliance Community where she posts to her IT Compliance weblog. You can contact Rebecca at: rebecca_herold@realtimepublishers.net.